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2026 March SBIC Regulations Class

March 11, 2026

Description


SBIC Regulations Training Class: 

“Congratulations, You Are Licensed.  Now What?”


The updated SBIC Program Regulations Training Class curriculum covers applying for an SBIC license, as well as how to comply with the Small Business Administration's (SBA) regulations and reporting once licensed. This day-long class includes modules on the 2023 Revisions to SBIC Regulations.

Created by the Small Business Investment Act of 1958, the Small Business Investment Company (SBIC) Program has a long history of success helping small U.S. businesses access long-term, patient capital for growth and job creation. The program is administered by the U.S. Small Business Administration (SBA).

Course modules will include an introduction to the SBIC program, defining key terms and sources of funds, identifying conflicts of interest, qualifying an investment, structuring the investment, managing the SBIC and more.

Please note that registration for this class is limited to 2 members per firm.

Agenda*

7:45-8:30 am - Registration Opens/Breakfast
8:30-9:00 am - Welcome & Introduction to the SBIC Program (Brett Palmer/David Parkhurst - SBIA)
9:00 am - Licensing & Sources of Funds (Art Spivey/Gretchen Kittel - SBA)
10:00 am - Break
10:15 am - Qualifying an Investment ((Christopher Rossi/Pat Bianchi - Troutman Pepper Locke + Tom Morris - SBA)
11:30 am - Structuring the Investment (Christopher Rossi/Pat Bianchi - Troutman Pepper Locke + Tom Morris - SBA)
12:30 pm - Lunch
1:30 pm - SBA Concerns (Nick Stankey/Catherine Thompson - RSM)
2:30 pm - Conflicts of Interest (Carol Fendler - Hogan Lovells)
3:30 pm - Break
3:45 pm - Managing the SBIC (Michael Donadieu/Chad Houston - SBA)
5:00 pm- Program Concludes

*Specific topics and modules remain subject to change.


Pricing

SBIA Member: $675

Non-Member: $795

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Contact Information

Name: Small Business Investor Alliance Events
Phone: (202) 628-5055
Email: events@sbia.org
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